The Securities Lawyer in New York, NY, led by Mark with 30 years of experience, specializes in effectively handling securities litigation matters, offering guidance on when to settle and when to proceed to a final hearing. Mark's expertise covers a wide range of securities law claims, providing comprehensive support throughout the legal process.
With a focus on investigations, audits, and exams, the firm offers defense in SEC and FINRA inquiries, routine exams, and various requests, drawing on Mark's extensive experience in customer complaints and insider trading investigations. Additionally, the practice assists broker-dealers and investment advisers in navigating employment-related issues, including agreements, litigation, and promissory notes, ensuring comprehensive representation in all aspects of the client relationship.
Generated from the website