Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. It works to ensure fair and ethical practices within the financial industry by enforcing rules and regulations.
Based in New York, NY, FINRA plays a crucial role in protecting investors and maintaining market integrity through its regulatory oversight and enforcement actions. It aims to promote transparency and trust in the financial markets for the benefit of all stakeholders.
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