Adviser Compliance Services (ACS) is a dedicated compliance services provider for independent Registered Investment Adviser (RIA) firms across the United States. With a focus on accountability, proactivity, partnership, and education, ACS offers personalized compliance guidance and support to help advisors effectively manage their regulatory responsibilities.
Established in 2010, ACS is affiliated with The Law Office of Lori J. Neidel, LLC, which provides legal counsel to small- to mid-sized RIA firms in areas such as adviser registration, regulatory examinations, securities enforcement actions, and other hourly engagements. Please note that ACS is not a law firm and does not provide legal services.
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