UBS Financial Services Inc. is a global leader in wealth management, offering investment advisory and brokerage services to clients. With a strong global footprint spanning 51 countries and $3.9 trillion in invested assets globally, UBS is committed to helping clients pursue their financial goals. Backed by over 160 years of experience, UBS has demonstrated resilience in guiding clients through various financial challenges and market opportunities, making it one of the most respected banks in the world.
As an SEC-registered investment adviser and broker-dealer, UBS provides separate and distinct investment advisory and brokerage services, governed by different laws and arrangements. While some financial advisors may only work as UBS broker-dealer representatives, clients can rely on UBS to connect them with the right advisor who can provide the appropriate services. UBS emphasizes the importance of understanding their business conduct and carefully reviewing the agreements and disclosures provided to clients. With a focus on building lasting relationships, UBS is dedicated to helping clients navigate the complexities of wealth management.
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