FirstMark Regulatory Solutions Inc is a consulting firm based in Boca Raton, FL that specializes in providing expert advice and solutions for the securities industry. With decades of direct experience, they offer services such as AML compliance, regulatory inquiries, disciplinary undertakings, and FINRA and SEC examinations. Founded by Mitch Atkins, a former regulator at FINRA, FirstMark understands the complexities of the industry and aims to help clients navigate through them.
FirstMark takes pride in their expertise and commitment to delivering quality work. They prioritize hiring experienced professionals who understand regulations and the expectations of regulators, ensuring that each client's unique needs are met. Their clients have praised their preparation, guidance, and ability to provide valuable insights, making FirstMark a trusted partner in the securities industry.
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