The North American Securities Administrators Association (NASAA) is a non-profit organization based in Washington, DC, dedicated to protecting investors and maintaining the integrity of the securities industry. With a membership consisting of state and provincial securities agencies, NASAA works to promote investor education, enforce securities laws, and provide resources and support to regulators.
Through its various sections, committees, and project groups, NASAA develops and implements policies and regulations to ensure fair and transparent markets. The association also conducts examinations and enforcement actions to detect and prevent fraudulent activities in the securities industry. With a commitment to diversity, equity, and inclusion, NASAA strives to create a level playing field for all investors and promote a culture of compliance among securities professionals.
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