NASAA (North American Securities Administrators Association) is a regulatory organization based in Washington, DC, dedicated to protecting investors and promoting responsible capital formation. They provide regulatory frameworks, empower investors through education, and advocate for investor protection through their legislative agenda. NASAA members include industry regulators who work to shield investors from harmful practices, products, and individuals, and they also offer resources and tools for investors to make informed financial decisions.
NASAA's activities include conducting exams, issuing advisories, and providing resources for broker-dealers, investment advisers, and securities issuers. They also focus on senior issues, offering information and support for caregivers and advocating for the financial well-being of elderly adults. NASAA's enforcement efforts aim to combat investment fraud and protect investors, and they provide a platform for filing reports or complaints. Additionally, NASAA offers training programs, multimedia resources, and outreach initiatives to promote investor education and awareness.
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